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Our Firm
Services
Corporate & Securities Litigation
+
Mediation
General Litigation
SEC and FINRA Enforcement
Expert Witness
U4/U5 Expungement
Corporate & Transactional Law
+
Mergers & Acquisitions Transactions
Succession Planning & Counsel
Corporate & Business Formation
Mediation and Arbitration
Transition & Breakaway Services
Private Funds & Transactions
+
Fund Types
Private Fund Formation
Private Fund Operations
Private Fund Counsel
Investment Transactions
General Corporate Counsel
+
Outsourced General Counsel
Cryptocurrencies and Digital Assets
General Corporate Counsel
Contract Review
Family Office Counsel
Employment and Labor Law Counsel
Regulatory Compliance Counsel
+
Regulatory Examinations & Enforcement Counsel
FINRA Broker-Dealer Regulatory Counsel
Investment Adviser Regulatory Counsel (SEC & State)
IA Marketing Rule Counsel
Insights
Events
Get In Touch
Request A Strategy Call
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Corporate & Securities Litigation
SEC and FINRA Enforcement
SEC and FINRA Enforcement